1069 - 1925

Taxation of Termination Payments

PAYE Changes

HMRC have announced plans to amend the Income Tax (Pay as You Earn) Regulations 2003. This will effect employer's obligations when making termination payments to former employees, for example, under a compromise agreement.

Currently, where a termination payment is made to a former employee who has been issued with a P45, the employer has to deduct income tax at the basic rate of 20% by using the BR code, regardless of whether the employee pays a higher (40%) or additional (50%) tax rate.

However, it is proposed that, from 6 April 2011, the employer will be required to deduct tax using the OT code, and consequently, tax will be deducted at the employee's marginal rate. This means that the HMRC will receive the maximum amount possible, and the employee will not receive any tax due to him until he submits his tax return and HMRC makes a repayment.

This change in the regulations will not affect the existing tax exemption applicable to termination payments of £30,000 and below.

Recent case summary: Chidi Anthony Oui - Obihara v HMRC [2010]

This recent judgement is an example of how payments under a compromise agreement are likely to be apportioned between taxable and tax-free amounts where the agreement does not provide for any apportionment. It highlights to employers the importance of drafting the compromise agreement so that there is no confusion as to the tax treatment.

Facts

The employee entered into a compromise agreement with his employer following allegations of racial discrimination and harassment.

The employee's employment was terminated and he received a payment of £500,000.

The employee did not include the termination payment on his self-assessment tax return on the basis that he did not consider it to be income from employment or a payment of compensation concerned with the termination of his employment, but rather compensation for discrimination which is not subject to income tax.

HMRC issued a closure notice amending the employee's tax return to the effect that a portion of the payment was treated as damages for injury to feelings and, therefore, was not taxable. However, the balance was treated as a payment received in connection with the termination of his employment and therefore, was subject to tax.

The employee appealed the closure notice.

Decision

The Tribunal held that there was nothing in the agreement that apportioned the payment between (1) compensation for termination of employment, and (2) compensation for injury to feelings. Therefore, the payment was held to be made in connection with both.

£165,000 was apportioned as a payment in connection with the termination of employment and, since the first £30,000 was tax free, £135,000 was subject to tax.

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