1069 - 1883

Financial Professionals

We act for accountants, auditors and independent financial advisors at all stages of a dispute from the pre-litigation stage, to litigation and arbitration.  We act for everyone  from small, one principal practices to multinational operations.  We are also experienced in dealing with complaints to the Financial Ombudsman Service.

We cover disputes arising from tax planning and the provision of general accountancy services.  We have acted for auditors who were accused of failing to identify a complex fraud being conducted by directors of a limited company. Peter Anderson chairs the Discipline Tribunal of the Institute of Chartered Accountants of Scotland which allows him to bring a unique perspective to resolving claims and maintaining the relationship between the accountant and their client.

As for IFA's we are seeing an increasing number of claims arising out of both short and long term investment advice.  We recently acted in David Clark v Argyle Consulting Limited [2010] CSOH 154 in which Mr Clark suggested that an employee of the defender had been negligent in providing him advice on his personal pension plans.  Before commencing litigation Mr Clark had made a complaint to the Financial Ombudsman Service but as Mr Clark failed to accept the Ombudsman's final decision he was taken as rejecting it.  A preliminary issue in the litigation was whether Mr Clark was time-barred from bringing his claim because he raised the action at least 7 years after his cause of action arose.  The court did not accept Mr Clark's argument that the claim to the Ombudsman interrupted the prescription period and the judge dismissed Mr Clark's claim.



Contact

Please see our table below to contact one of our experts in Financial Professionals.

Partners

Gavin Henderson Partner Edinburgh, London
Graeme Watson Partner Edinburgh, London
Duncan Batchelor Partner Edinburgh, London